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An introduction to the basic principles of Functional Programming

TK 20 November, 2018 (15 min read)

After a long time learning and working with object-oriented programming, I took a step back to think about system complexity.

"Complexity is anything that makes software hard to understand or to modify." — John Outerhout

Doing some research, I found functional programming concepts like immutability and pure function. Those concepts are big advantages to build side-effect-free functions, so it is easier to maintain systems — with some other benefits.

In this post, I will tell you more about functional programming, and some important concepts, with a lot of code examples.

What is functional programming?

Functional programming is a programming paradigm — a style of building the structure and elements of computer programs — that treats computation as the evaluation of mathematical functions and avoids changing-state and mutable dataWikipedia

Pure functions

The first fundamental concept we learn when we want to understand functional programming is pure functions. But what does that really mean? What makes a function pure?

So how do we know if a function is pure or not? Here is a very strict definition of purity:

  • It returns the same result if given the same arguments (it is also referred asdeterministic)
  • It does not cause any observable side effects

It returns the same result if given the same arguments

Imagine we want to implement a function that calculates the area of a circle. An impure function would receive radius as the parameter, and then calculate radius * radius * PI. In Clojure, the operator comes first, so radius * radius * PI becomes (* radius radius PI):

(def PI 3.14)

(defn calculate-area
  [radius]
  (* radius radius PI))

(calculate-area 10) ;; returns 314.0

Why is this an impure function? Simply because it uses a global object that was not passed as a parameter to the function.

Now imagine some mathematicians argue that the PI value is actually 42 and change the value of the global object.

Our impure function will now result in 10 * 10 * 42 = 4200. For the same parameter (radius = 10), we have a different result. Let's fix it!

(def PI 3.14)

(defn calculate-area
  [radius, PI]
  (* radius radius PI))

(calculate-area 10 PI) ;; returns 314.0

TA-DA 🎉! Now we’ll always pass thePI value as a parameter to the function. So now we are just accessing parameters passed to the function. No external object.

  • For the parameters radius = 10 & PI = 3.14, we will always have the same the result: 314.0
  • For the parameters radius = 10 & PI = 42, we will always have the same the result: 4200

Reading Files

If our function reads external files, it’s not a pure function — the file’s contents can change.

(defn characters-counter
  [text]
  (str "Character count: " (count text)))

(defn analyze-file
  [filename]
  (characters-counter (slurp filename)))

(analyze-file "test.txt")

Random number generation

Any function that relies on a random number generator cannot be pure.

(defn year-end-evaluation
  []
  (if (> (rand) 0.5)
    "You get a raise!"
    "Better luck next year!"))

It does not cause any observable side effects

Examples of observable side effects include modifying a global object or a parameter passed by reference.

Now we want to implement a function to receive an integer value and return the value increased by 1.

(def counter 1)

(defn increase-counter
  [value]
  (def counter (inc value))) ;; please don't do this

(increase-counter counter) ;; 2
counter ;; 2

We have the counter value. Our impure function receives that value and re-assigns the counter with the value increased by 1.

Observation: mutability is discouraged in functional programming.

We are modifying the global object. But how would we make it pure? Just return the value increased by 1. Simple as that.

(def counter 1)

(defn increase-counter
  [value]
  (inc value))

(increase-counter counter) ;; 2
counter ;; 1

See that our pure function increase-counter returns 2, but the counter value is still the same. The function returns the incremented value without altering the value of the variable.

If we follow these two simple rules, it gets easier to understand our programs. Now every function is isolated and unable to impact other parts of our system.

Pure functions are stable, consistent, and predictable. Given the same parameters, pure functions will always return the same result. We don’t need to think of situations when the same parameter has different results — because it will never happen.

Pure functions benefits

The code’s definitely easier to test. We don’t need to mock anything. So we can unit test pure functions with different contexts:

  • Given a parameter A → expect the function to return value B
  • Given a parameter C → expect the function to return value D

A simple example would be a function to receive a collection of numbers and expect it to increment each element of this collection.

(defn increment-numbers
  [numbers]
  (map inc numbers))

We receive the numbers collection, use map with the inc function to increment each number, and return a new list of incremented numbers.

(= [2 3 4 5 6] (increment-numbers [1 2 3 4 5])) ;; true

For the input [1 2 3 4 5], the expected output would be [2 3 4 5 6].

Immutability

Unchanging over time or unable to be changed.

When data is immutable, its state cannot change after it’s created. If you want to change an immutable object, you can’t. Instead, you create a new object with the new value.

In Javascript we commonly use the for loop. This next for statement has some mutable variables.

var values = [1, 2, 3, 4, 5];
var sumOfValues = 0;

for (var i = 0; i < values.length; i++) {
  sumOfValues += values[i];
}

sumOfValues // 15

For each iteration, we are changing the i and the sumOfValue state. But how do we handle mutability in iteration? Recursion! Back to Clojure!

(defn sum
  [values]
  (loop [vals values
         total 0]
    (if (empty? vals)
      total
      (recur (rest vals) (+ (first vals) total)))))

(sum [1 2 3 4 5]) ;; 15

So here we have the sum function that receives a vector of numerical values. The recur jumps back into the loop until we get the vector empty (our recursion base case). For each "iteration" we will add the value to the total accumulator.

With recursion, we keep our variables immutable.

Observation: Yes! We can use reduce to implement this function. We will see this in the Higher Order Functions topic.

It is also very common to build up the final state of an object. Imagine we have a string, and we want to transform this string into a url slug.

class UrlSlugify
  attr_reader :text

  def initialize(text)
    @text = text
  end

  def slugify!
    text.downcase!
    text.strip!
    text.gsub!(' ', '-')
  end
end

UrlSlugify.new(' I will be a url slug   ').slugify! # "i-will-be-a-url-slug"

In OOP in Ruby, we would create a class, let’s say, UrlSlugify. And this class will have a slugify! method to transform the string input into a url slug.

Beautiful! It’s implemented! Here we have imperative programming saying exactly what we want to do in each slugify process — first lower case, then remove useless white spaces and, finally, replace remaining white spaces with hyphens.

But we are mutating the input state in this process.

We can handle this mutation by doing function composition, or function chaining. In other words, the result of a function will be used as an input for the next function, without modifying the original input string.

(defn slugify
  [string]
  (clojure.string/replace
    (clojure.string/lower-case
      (clojure.string/trim string)) #" " "-"))

(slugify " I will be a url slug   ")

Here we have:

  • trim: removes whitespace from both ends of a string
  • lower-case: converts the string to all lower-case
  • replace: replaces all instances of match with replacement in a given string

We combine all three functions and we can "slugify" our string.

Speaking of combining functions, we can use the comp function to compose all three functions. Let's take a look:

(defn slugify
  [string]
  ((comp #(clojure.string/replace % #" " "-")
         clojure.string/lower-case
         clojure.string/trim)
    string))

(slugify " I will be a url slug   ") ;; "i-will-be-a-url-slug"

Referential transparency

Let’s implement a square function:

(defn square
  [n]
  (* n n))

This (pure) function will always have the same output, given the same input.

(square 2) ;; 4
(square 2) ;; 4
(square 2) ;; 4
;; ...

Passing “2” as a parameter of the square functionwill always returns 4. So now we can replace the (square 2) with 4. That's it! Our function is referentially transparent.

Basically, if a function consistently yields the same result for the same input, it is referentially transparent.

pure functions + immutable data = referential transparency

With this concept, a cool thing we can do is to memoize the function. Imagine we have this function:

(+ 3 (+ 5 8))

The (+ 5 8) equals 13. This function will always result in 13. So we can do this:

(+ 3 13)

And this expression will always result in 16. We can replace the entire expression with a numerical constant and memoize it.

Functions as first-class entities

The idea of functions as first-class entities is that functions are also treated as values and used as data.

In Clojure it’s common to use defn to define functions, but this is just syntactic sugar for (def foo (fn ...)). fn returns the function itself. defn returns a var which points to a function object.

Functions as first-class entities can:

  • refer to it from constants and variables
  • pass it as a parameter to other functions
  • return it as result from other functions

The idea is to treat functions as values and pass functions like data. This way we can combine different functions to create new functions with new behavior.

Imagine we have a function that sums two values and then doubles the value. Something like this:

(defn double-sum
  [a b]
  (* 2 (+ a b)))

Now a function that subtracts values and the returns the double:

(defn double-subtraction
  [a b]
  (* 2 (- a b)))

These functions have similar logic, but the difference is the operators functions. If we can treat functions as values and pass these as arguments, we can build a function that receives the operator function and use it inside our function. Let’s build it!

(defn double-operator
  [f a b]
  (* 2 (f a b)))

(double-operator + 3 1) ;; 8
(double-operator - 3 1) ;; 4

Done! Now we have an f argument, and use it to process a and b. We passed the + and - functions to compose with the double-operator function and create a new behavior.

Higher-order functions

When we talk about higher-order functions, we mean a function that either:

  • takes one or more functions as arguments, or
  • returns a function as its result

The double-operator function we implemented above is a higher-order function because it takes an operator function as an argument and uses it.

You’ve probably already heard about filter, map, and reduce. Let's take a look at these.

Filter

Given a collection, we want to filter by an attribute. The filter function expects a true or false value to determine if the element should or should not be included in the result collection. Basically,if the callback expression is true, the filter function will include the element in the result collection. Otherwise, it will not.

A simple example is when we have a collection of integers and we want only the even numbers.

Imperative approach

An imperative way to do it with Javascript is to:

  • create an empty vector evenNumbers
  • iterate over the numbers vector
  • push the even numbers to the evenNumbers vector
    var numbers = [0, 1, 2, 3, 4, 5, 6, 7, 8, 9, 10];
    var evenNumbers = [];
    
    for (var i = 0; i < numbers.length; i++) {
      if (numbers[i] % 2 == 0) {
        evenNumbers.push(numbers[i]);
      }
    }
    
    console.log(evenNumbers); // (6) [0, 2, 4, 6, 8, 10]
    

We can use the filter higher order function to receive the even? function, and return a list of even numbers:

(defn even-numbers
  [coll]
  (filter even? coll))

(even-numbers [0 1 2 3 4 5 6 7 8 9 10]) ;; (0 2 4 6 8 10)

One interesting problem I solved on Hacker Rank FP Path was the Filter Array problem. The problem idea is to filter a given array of integers and output only those values that are less than a specified value X.

An imperative Javascript solution to this problem is something like:

var filterArray = function(x, coll) {
  var resultArray = [];

  for (var i = 0; i < coll.length; i++) {
    if (coll[i] < x) {
      resultArray.push(coll[i]);
    }
  }

  return resultArray;
}

console.log(filterArray(3, [10, 9, 8, 2, 7, 5, 1, 3, 0])); // (3) [2, 1, 0]

We say exactly what our function needs to do — iterate over the collection, compare the collection current item with x, and push this element to the resultArray if it pass the condition.

Declarative approach

But we want a more declarative way to solve this problem, and using the filter higher order function as well.

A declarative Clojure solution would be something like this:

(defn filter-array
  [x coll]
  (filter #(> x %) coll))

(filter-array 3 [10 9 8 2 7 5 1 3 0]) ;; (2 1 0)

This syntax seems a bit strange in the first place, but is easy to understand.

#(> x %) is just a anonymous function that receives x and compares it with each element in the collection. % represents the parameter of the anonymous function — in this case the current element inside the filter.

We can also do this with maps. Imagine we have a map of people with their name and age. And we want to filter only people over a specified value of age, in this example people who are more than 21 years old.

(def people [{:name "TK" :age 26}
             {:name "Kaio" :age 10}
             {:name "Kazumi" :age 30}])

(defn over-age
  [people]
  (filter
    #(< 21 (:age %))
    people))

(over-age people) ;; ({:name "TK", :age 26} {:name "Kazumi", :age 30})

Summary of code:

  • we have a list of people (with name and age).
  • we have the anonymous function #(< 21 (:age %)). Remember that the % represents the current element from the collection? Well, the element of the collection is a people map. If we do (:age {:name "TK" :age 26}), it returns the age value, 26 in this case.
  • we filter all people based on this anonymous function.

Map

The idea of map is to transform a collection.

The map method transforms a collection by applying a function to all of its > elements and building a new collection from the returned values.

Let’s get the same people collection above. We don't want to filter by “over age” now. We just want a list of strings, something like TK is 26 years old. So the final string might be :name is :age years old where :name and :age are attributes from each element in the people collection.

In a imperative Javascript way, it would be:

var people = [
  { name: "TK", age: 26 },
  { name: "Kaio", age: 10 },
  { name: "Kazumi", age: 30 }
];

var peopleSentences = [];

for (var i = 0; i < people.length; i++) {
  var sentence = people[i].name + " is " + people[i].age + " years old";
  peopleSentences.push(sentence);
}

console.log(peopleSentences); // ['TK is 26 years old', 'Kaio is 10 years old', 'Kazumi is 30 years old']

In a declarative Clojure way, it would be:

(def people [{:name "TK" :age 26}
             {:name "Kaio" :age 10}
             {:name "Kazumi" :age 30}])

(defn people-sentences
  [people]
  (map
    #(str (:name %) " is " (:age %) " years old")
    people))

(people-sentences people) ;; ("TK is 26 years old" "Kaio is 10 years old" "Kazumi is 30 years old")

The whole idea is to transform a given collection into a new collection.

Another interesting Hacker Rank problem was the update list problem. We just want to update the values of a given collection with their absolute values.

For example, the input [1 2 3 -4 5]needs the output to be [1 2 3 4 5]. The absolute value of -4 is 4.

A simple solution would be an in-place update for each collection value.

var values = [1, 2, 3, -4, 5];

for (var i = 0; i < values.length; i++) {
  values[i] = Math.abs(values[i]);
}

console.log(values); // [1, 2, 3, 4, 5]

We use the Math.abs function to transform the value into its absolute value, and do the in-place update.

This is not a functional way to implement this solution.

First, we learned about immutability. We know how immutability is important to make our functions more consistent and predictable. The idea is to build a new collection with all absolute values.

Second, why not use map here to "transform" all data?

My first idea was to build a to-absolute function to handle only one value.

(defn to-absolute
  [n]
  (if (neg? n)
    (* n -1)
    n))

(to-absolute -1) ;; 1
(to-absolute 1)  ;; 1
(to-absolute -2) ;; 2
(to-absolute 0)  ;; 0

If it is negative, we want to transform it in a positive value (the absolute value). Otherwise, we don’t need to transform it.

Now that we know how to do absolute for one value, we can use this function to pass as an argument to the map function. Do you remember that a higher order function can receive a function as an argument and use it? Yes, map can do it!

(defn update-list-map
  [coll]
  (map to-absolute coll))

(update-list-map [])               ;; ()
(update-list-map [1 2 3 4 5])      ;; (1 2 3 4 5)
(update-list-map [-1 -2 -3 -4 -5]) ;; (1 2 3 4 5)
(update-list-map [1 -2 3 -4 5])    ;; (1 2 3 4 5)

Wow. So beautiful! 😍

Reduce

The idea of reduce is to receive a function and a collection, and return a value created by combining the items.

A common example people talk about is to get the total amount of an order. Imagine you were at a shopping website. You’ve added Product 1, Product 2, Product 3, and Product 4 to your shopping cart (order). Now we want to calculate the total amount of the shopping cart.

In imperative way, we would iterate the order list and sum each product amount to the total amount.

var orders = [
  { productTitle: "Product 1", amount: 10 },
  { productTitle: "Product 2", amount: 30 },
  { productTitle: "Product 3", amount: 20 },
  { productTitle: "Product 4", amount: 60 }
];

var totalAmount = 0;

for (var i = 0; i < orders.length; i++) {
  totalAmount += orders[i].amount;
}

console.log(totalAmount); // 120

Using reduce, we can build a function to handle the amount sum and pass it as an argument to the reduce function.

(def shopping-cart
  [{ :product-title "Product 1" :amount 10 },
   { :product-title "Product 2" :amount 30 },
   { :product-title "Product 3" :amount 20 },
   { :product-title "Product 4" :amount 60 }])

(defn sum-amount
  [total-amount current-product]
  (+ (:amount current-product) total-amount))

(defn get-total-amount
  [shopping-cart]
  (reduce sum-amount 0 shopping-cart))

(get-total-amount shopping-cart) ;; 120

Here we have shopping-cart, the function sum-amount that receives the current total-amount , and the current-product object to sum them.

The get-total-amount function is used to reduce the shopping-cart by using the sum-amount and starting from 0.

Another way to get the total amount is to compose map and reduce. What do I mean by that? We can use map to transform the shopping-cart into a collection of amount values, and then just use the reduce function with + function.

(def shopping-cart
  [{ :product-title "Product 1" :amount 10 },
   { :product-title "Product 2" :amount 30 },
   { :product-title "Product 3" :amount 20 },
   { :product-title "Product 4" :amount 60 }])

(defn get-amount
  [product]
  (:amount product))

(defn get-total-amount
  [shopping-cart]
  (reduce + (map get-amount shopping-cart)))

(get-total-amount shopping-cart) ;; 120

The get-amount receives the product object and returns only the amount value. So what we have here is [10 30 20 60]. And then the reduce combines all items by adding up. Beautiful!

We took a look at how each higher-order function works. I want to show you an example of how we can compose all three functions in a simple example.

Talking about shopping cart, imagine we have this list of products in our order:

(def shopping-cart
  [{ :product-title "Functional Programming" :type "books"      :amount 10 },
   { :product-title "Kindle"                 :type "eletronics" :amount 30 },
   { :product-title "Shoes"                  :type "fashion"    :amount 20 },
   { :product-title "Clean Code"             :type "books"      :amount 60 }])

We want the total amount of all books in our shopping cart. Simple as that. The algorithm?

  • filter by book type
  • transform the shopping cart into a collection of amount using map
  • combine all items by adding them up with reduce

Done! 🎉

Resources

I’ve organised some resources I read and studied. I’m sharing the ones that I found really interesting. For more resources, visit my Functional Programming Github repository.

Intros

Pure functions

Immutable data

Higher-order functions

Declarative Programming

  • [Declarative Programming vsImperative](https://tylermcginnis.com/imperative-vs-declarative-programming/)

That’s it!

Hey people, I hope you had fun reading this post, and I hope you learned a lot here! This was my attempt to share what I’m learning.

Here is the repository with all codes from this article.

Come learn with me. I’m sharing resources and my code in this Learning Functional Programming repository.

I hope you saw something useful to you here. And see you next time! :)

My Twitter, Github, and Medium. ☺

TK.

Originally published on medium.freecodecamp.org